DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Personal Investment Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shalina Renee Martos | Avier Wealth Advisors independent RIA | Personal Investment Management Inc independent RIA | RIA to RIA | Apr 12, 2019 | Apr 22, 2019 |
| Brian Charles Fahey | Charles Schwab & Co., Inc. national BD | Personal Investment Management Inc other | Other | Dec 31, 2016 | Jan 5, 2017 |
| Christopher James Reedy | Fac Wealth Management, LLC unclassified | Personal Investment Management Inc other | Other | Aug 20, 2010 | Nov 24, 2010 (96 d) |
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3 moves match.