DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Family Wealth Counseling Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Macdougal | Summit Financial Resources Inc no RAUM | Summit Family Wealth Counseling Inc no RAUM | Other | Sep 25, 2018 | Oct 28, 2004 |
| Joseph William Spada | Summit Financial Resources Inc no RAUM | Summit Family Wealth Counseling Inc no RAUM | Other | Sep 20, 2018 | Jun 24, 2002 |
| David Richard Chepauskas | Summit Financial Resources Inc no RAUM | Summit Family Wealth Counseling Inc no RAUM | Other | Sep 20, 2018 | Jun 24, 2002 |
| Salvadore Robert Salvo | Summit Financial Resources Inc no RAUM | Summit Family Wealth Counseling Inc no RAUM | Other | Sep 20, 2018 | Jun 24, 2002 |
| Howard Elliott Kaplan | Summit Financial Resources Inc no RAUM | Summit Family Wealth Counseling Inc no RAUM | Other | Sep 15, 2010 | Mar 8, 2007 |
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5 moves match.