DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at King Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Stephens | Lighthouse Capital Management unclassified | King Investment Advisors, Inc. other | Other | Aug 15, 2008 | Aug 4, 2008 |
| Melania Mccarley | Invesco Aim Private Asset Management, Inc. unclassified | King Investment Advisors, Inc. other | Other | Jul 5, 2007 | Sep 12, 2007 (69 d) |
| Michael Joseph Zarich | Stanford Group Company unclassified | King Investment Advisors, Inc. other | Other | Dec 31, 2005 | Jul 20, 2007 (566 d) |
| Jon Michael Speight | Financial Synergies Wealth Advisors, Inc. unclassified | King Investment Advisors, Inc. other | Other | Jun 26, 2003 | Jun 13, 2003 |
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4 moves match.