DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Forteris Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brett N Fry | Kestra Advisory Services, LLC BD affiliated | Forteris Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Apr 7, 2020 (74 d) |
| Cheryl Ann Costa | Family Financial Architects, Inc. unclassified | Forteris Wealth Management, Inc. other | Other | Nov 28, 2008 | Jun 24, 2009 (208 d) |
Page 1 of 1
2 moves match.