DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Halpern Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Jon Trumbower | Trumbower Financial Advisors LLC independent RIA | Halpern Financial, Inc. independent RIA | RIA to RIA | Sep 27, 2019 | Oct 7, 2019 |
| Aaron Wayne Clarke | Acorn Financial Advisory Services, Inc. independent RIA | Halpern Financial, Inc. independent RIA | RIA to RIA | Oct 15, 2018 | Oct 23, 2018 |
| Jennifer Mary Davis | Connemara Family Office Management, LLC unclassified | Halpern Financial, Inc. other | Other | Jul 1, 2015 | Nov 17, 2015 (139 d) |
| Melissa Guevara Sotudeh | Warner Financial, Inc other | Halpern Financial, Inc. other | Other | Nov 13, 2013 | Nov 21, 2013 |
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4 moves match.