DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Baldwin Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Christopher Peppard | Haverford Financial Services, Inc. asset manager | Baldwin Investment Management, LLC independent RIA | Other | Feb 24, 2026 | Mar 20, 2026 |
| Jared Van Dyke Quereau | Bb&T Securities, LLC BD affiliated | Baldwin Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Jan 20, 2021 (124 d) |
| Gary Stuart Hess | Rkm Advisors Inc other | Baldwin Investment Management, LLC independent RIA | Other | Dec 31, 2017 | Apr 17, 2018 (107 d) |
Page 1 of 1
3 moves match.