DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Riverpoint Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony Roberts | Hilliard Lyons Capital Management, LLC unclassified | Riverpoint Capital Management, Inc. other | Other | Apr 11, 2011 | Jun 13, 2011 (63 d) |
| Debora Ann Caley | Alphamark Advisors, LLC other | Riverpoint Capital Management, Inc. other | Other | Jan 21, 2005 | Mar 23, 2005 (61 d) |
| Ryan Lynn Brown | Charles Schwab & Co., Inc. national BD | Riverpoint Capital Management, Inc. other | Other | Aug 25, 2004 | Mar 23, 2005 (210 d) |
| Valerie Lucille Newell | Dws Investment Management Americas, Inc. other | Riverpoint Capital Management, Inc. other | Other | Dec 11, 2002 | Nov 30, 2004 (720 d) |
| Leon Henry Loewenstine | Dws Investment Management Americas, Inc. other | Riverpoint Capital Management, Inc. other | Other | Dec 4, 2002 | Nov 30, 2004 (727 d) |
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5 moves match.