DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Joseph Group Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce Scott Mizer | Mizer Financial Services, LLC unclassified | The Joseph Group Capital Management other | Other | Apr 28, 2011 | May 13, 2011 |
| Todd Daniel Walter | Ronald Blue & Co., LLC other | The Joseph Group Capital Management other | Other | Oct 23, 2009 | May 13, 2011 (567 d) |
| Jacklyn Joyce King | Ameriprise Financial Services, LLC national BD | The Joseph Group Capital Management other | Other | Jul 9, 2004 | Jan 10, 2005 (185 d) |
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3 moves match.