DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ostrofe Financial Consultants Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Andrew Harback | LPL Financial LLC independent RIA | Ostrofe Financial Consultants Inc independent RIA | RIA to RIA | Apr 30, 2018 | Apr 6, 2018 |
| Frederick Ayer Fisher | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ostrofe Financial Consultants Inc independent RIA | Other | Nov 29, 2017 | Apr 6, 2018 (128 d) |
| Seth Tyler Leishman | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Ostrofe Financial Consultants Inc independent RIA | Other | Nov 29, 2017 | Jan 1, 2025 (2590 d) |
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3 moves match.