DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sierra Capital LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rene Jesus NegronBigsur Partners, LLC independent RIASierra Capital LLC independent RIARIA to RIAJun 23, 2026Sep 4, 2026 (73 d)
Rafael Jose DelasierraPangea Asesores LLC independent RIASierra Capital LLC independent RIARIA to RIADec 9, 2021Apr 2, 2021
Carlos Alfonso PedrosoPangea Asesores LLC independent RIASierra Capital LLC independent RIARIA to RIADec 9, 2021May 12, 2021
Norman Javier ChamorroPangea Asesores LLC independent RIASierra Capital LLC independent RIARIA to RIADec 9, 2021Dec 15, 2021
Charles William FlynnUBS Financial Services Inc. wirehouseSierra Capital LLC independent RIAWirehouse to independent RIAMar 23, 2021Jan 1, 2026 (1745 d)
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5 moves match.