DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Penn Davis Mcfarland Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Graham Trecartin | Charles Schwab & Co., Inc. national BD | Penn Davis Mcfarland Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2024 | Jan 8, 2025 (54 d) |
| Hope Wimberly Robinson | Rgt Wealth Advisors independent RIA | Penn Davis Mcfarland Inc independent RIA | RIA to RIA | Aug 24, 2022 | Sep 28, 2022 (35 d) |
| Charles Louis Norton | USA Mutuals Advisors, Inc. asset manager | Penn Davis Mcfarland Inc other | Other | Dec 31, 2019 | Nov 17, 2015 |
| Robert Earl Felty | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Penn Davis Mcfarland Inc other | Other | Nov 1, 2012 | Mar 27, 2013 (146 d) |
Page 1 of 1
4 moves match.