DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at James Investment Research Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lesley Dawn Ott | James Capital Alliance Inc independent RIA | James Investment Research Inc mixed wealth | RIA to RIA | Dec 31, 2021 | Jan 7, 2022 |
| Ryan Michael Post | James Capital Alliance Inc independent RIA | James Investment Research Inc mixed wealth | RIA to RIA | Dec 31, 2021 | Jan 7, 2022 |
| David James Mcgowan | James Capital Alliance Inc independent RIA | James Investment Research Inc mixed wealth | RIA to RIA | Dec 31, 2021 | Jan 7, 2022 |
| Ashlee Danette Walton | Buckingham Capital Management, Inc. independent RIA | James Investment Research Inc mixed wealth | RIA to RIA | Dec 2, 2021 | Aug 29, 2022 (270 d) |
| Trent Devaun Dysert | Ameriprise Financial Services, LLC national BD | James Investment Research Inc other | Other | Jun 1, 2006 | Nov 8, 2011 (1986 d) |
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5 moves match.