DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Equius Partners, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexander Gangl | Wealthspan unclassified | Equius Partners, Inc. independent RIA | Other | Jan 7, 2020 | Nov 11, 2019 |
| Frederick Hughes Borden | On Keel Capital, LLC unclassified | Equius Partners, Inc. other | Other | Dec 31, 2016 | Jan 27, 2017 |
| Eric Nelson | Exencial Wealth Advisors other | Equius Partners, Inc. other | Other | Feb 6, 2009 | Feb 23, 2009 |
| Michael Richard Sappington | Charles Schwab & Co., Inc. national BD | Equius Partners, Inc. other | Other | Jul 19, 2005 | Jun 27, 2007 (708 d) |
| Kory Kenneth Swekla | Cibc Private Wealth Advisors, Inc. other | Equius Partners, Inc. other | Other | Mar 21, 2005 | Apr 5, 2005 |
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5 moves match.