DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Coyle
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Gallina | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Coyle independent RIA | Wirehouse to independent RIA | Oct 12, 2020 | Jan 5, 2021 (85 d) |
| Jenny Lee Selvaggio | Northwestern Mutual Investment Services,LLC no RAUM | Coyle independent RIA | Other | Aug 6, 2020 | Aug 15, 2020 |
| William Matthew Palmer | Bb&T Securities, LLC BD affiliated | Coyle independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2020 | Jul 10, 2020 |
| Heather Marie Coulter | Wheaton Wealth Partners, LLC other | Coyle other | Other | Feb 27, 2016 | Mar 1, 2016 |
| John Gardner Finley | Wheaton Wealth Partners, LLC other | Coyle other | Other | Feb 27, 2016 | Mar 1, 2016 |
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5 moves match.