DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clark Financial Services Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amanda Lee Roberds | Charles Schwab & Co., Inc. national BD | Clark Financial Services Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 27, 2018 | Sep 10, 2018 |
| Matthew Hamilton Herron | Scottrade Investment Management BD affiliated | Clark Financial Services Group, Inc. other | Other | Mar 7, 2018 | Mar 12, 2018 |
| Kerry D Rogers | Cutter & Company, Inc. other | Clark Financial Services Group, Inc. other | Other | Dec 31, 2010 | May 19, 2017 (2331 d) |
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3 moves match.