DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Woodstock Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Gardner Dawson | Alpha Windward LLC independent RIA | Woodstock Corporation independent RIA | RIA to RIA | Dec 31, 2020 | Dec 16, 2021 (350 d) |
| Robert B. Sanders | Howland Capital Management LLC other | Woodstock Corporation other | Other | Sep 21, 2017 | Jan 23, 2018 (124 d) |
| Lawrence Francis Dooley | Nixon Peabody Financial Advisors LLC other | Woodstock Corporation other | Other | Mar 18, 2011 | Jul 5, 2016 (1936 d) |
| Lisa Marie Supple | Laurel Capital Advisors Llp unclassified | Woodstock Corporation independent RIA | Other | Dec 31, 2006 | Dec 14, 2018 (4366 d) |
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4 moves match.