DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pittenger & Anderson Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anders Natter | Regal Investment Advisors LLC BD affiliated | Pittenger & Anderson Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2023 | Mar 22, 2023 |
| Audrey Lynn Mines | Smith Hayes Advisers Inc other | Pittenger & Anderson Inc other | Other | May 12, 2016 | Jun 10, 2016 |
| Julie Ann Sellers | Ameritas Advisory Services other | Pittenger & Anderson Inc mixed wealth | Other | Mar 5, 2008 | May 20, 2025 (6285 d) |
| James S Pittenger | Wells Fargo Investments, LLC unclassified | Pittenger & Anderson Inc other | Other | Jun 26, 2006 | Aug 17, 2006 (52 d) |
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4 moves match.