DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Legacy Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Casey Hodges | Caz Investments L.P. other | Legacy Asset Management, Inc. other | Other | Feb 18, 2014 | Mar 28, 2014 (38 d) |
| Scott Mitchell Jackson | Andrews Capital Management Corporation unclassified | Legacy Asset Management, Inc. other | Other | Sep 6, 2012 | Dec 28, 2015 (1208 d) |
| Jillian Claire Nel | Osaic Fa, Inc. other | Legacy Asset Management, Inc. other | Other | Sep 13, 2011 | Sep 27, 2011 |
| Timothy Shawn Hartzell | Allspring Global Investments, LLC other | Legacy Asset Management, Inc. other | Other | Oct 28, 2002 | Dec 14, 2007 (1873 d) |
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4 moves match.