DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Putney Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Echo Chiaping Chien | Portsmouth Financial Services unclassified | The Putney Financial Group LLC independent RIA | Other | Jan 19, 2025 | Jul 23, 2024 |
| Stephen Russell Stanford | Portsmouth Financial Services unclassified | The Putney Financial Group LLC independent RIA | Other | Dec 31, 2024 | Apr 4, 2025 (94 d) |
| Kelly S Lawson | Portsmouth Financial Services unclassified | The Putney Financial Group LLC independent RIA | Other | Jun 24, 2019 | Aug 22, 2018 |
| Terry Lee Allen | Portsmouth Financial Services unclassified | The Putney Financial Group LLC independent RIA | Other | Jun 24, 2019 | Jun 25, 2019 |
| Andrew John Taylor | Portsmouth Financial Services unclassified | The Putney Financial Group LLC independent RIA | Other | Jun 21, 2019 | Jun 21, 2019 |
| Michael Edward Chadwick | Portsmouth Financial Services unclassified | The Putney Financial Group LLC independent RIA | Other | May 21, 2019 | May 8, 2019 |
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6 moves match.