DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Shakespeare Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian John Ellenbecker | Robert W. Baird & Co. Incorporated mixed wealth | Shakespeare Wealth Management, LLC independent RIA | RIA to RIA | Feb 28, 2020 | Feb 10, 2020 |
| Nicholas Andrew Ziarek | Pjs Investment Management other | Shakespeare Wealth Management, LLC independent RIA | Other | Jan 9, 2018 | Jan 9, 2025 (2557 d) |
| Andrea Margaret-Swansby Bulen | Hogan Financial other | Shakespeare Wealth Management, LLC other | Other | May 21, 2013 | Jul 4, 2013 (44 d) |
| Mark Alan Ziety | Paladin Partners independent RIA | Shakespeare Wealth Management, LLC other | Other | Nov 18, 2009 | Nov 24, 2009 |
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4 moves match.