DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Klein Pavlis & Peasley Financial, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Thomas Ryan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Klein Pavlis & Peasley Financial, Inc. other | Other | May 10, 2019 | Sep 22, 2020 (501 d) |
| Jason Robert Topor | Gerald Klein & Associates unclassified | Klein Pavlis & Peasley Financial, Inc. other | Other | Dec 31, 2010 | Feb 16, 2005 |
| Justin Alan Klein | Gerald Klein & Associates unclassified | Klein Pavlis & Peasley Financial, Inc. other | Other | Dec 31, 2010 | Jan 10, 2005 |
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3 moves match.