DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Astoria Strategic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kirby Don Jacobson | Jacobson Wealth Management LLC unclassified | Astoria Strategic Wealth, Inc. independent RIA | Other | Nov 22, 2022 | Mar 12, 2021 |
| Russell Eugene Jacobson | Charles Schwab & Co., Inc. national BD | Astoria Strategic Wealth, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2022 | Oct 7, 2022 |
| Amber Mae Picard | Financial Synergies independent RIA | Astoria Strategic Wealth, Inc. independent RIA | RIA to RIA | Nov 1, 2021 | Jan 7, 2022 (67 d) |
| Mark W Herman | Bell Wealth Management Inc. independent RIA | Astoria Strategic Wealth, Inc. independent RIA | RIA to RIA | Mar 19, 2018 | Apr 17, 2018 |
| Mandi Jo Moynihan | Ameriprise Financial Services, LLC national BD | Astoria Strategic Wealth, Inc. other | Other | Jun 16, 2015 | Jul 14, 2015 |
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5 moves match.