DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quantum Financial Advisors Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Lee Stone | LPL Financial LLC BD affiliated | Quantum Financial Advisors Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | May 19, 2025 | May 9, 2025 |
| John Andre Weisbrod | Staar Financial Advisors Inc other | Quantum Financial Advisors Inc other | Other | Feb 22, 2018 | Apr 30, 2018 (67 d) |
| Andrew Bernard Martin | Equitable Advisors, LLC national BD | Quantum Financial Advisors Inc other | Other | Feb 12, 2004 | Jan 8, 2009 (1792 d) |
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3 moves match.