DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Tmd & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ethan Russman | Fsc Securities Corporation other | Tmd & Associates, Inc. other | Other | Feb 27, 2017 | Jun 22, 2017 (115 d) |
| Gavin David Lyons | Mcalvany Wealth Management, LLC other | Tmd & Associates, Inc. other | Other | May 25, 2016 | Jun 27, 2016 (33 d) |
| Nathan Niels Faerber | Chase Investment Services Corp. other | Tmd & Associates, Inc. other | Other | Sep 5, 2008 | Nov 24, 2008 (80 d) |
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3 moves match.