DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Investment Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Alan Wolff | Tower Wealth Managers other | Capital Investment Management, Inc independent RIA | Other | Dec 31, 2021 | Apr 1, 2026 (1552 d) |
| Matthew Tyler Shull | Cambridge Investment Research Advisors, Inc. other | Capital Investment Management, Inc other | Other | Feb 17, 2017 | Nov 8, 2016 |
| Troy Roland Schuster | Transamerica Financial Advisors, LLC other | Capital Investment Management, Inc other | Other | Nov 4, 2002 | Feb 24, 2003 (112 d) |
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3 moves match.