DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Western Growers Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Abhay Nikhil Kothari | Wells Fargo Investments, LLC unclassified | Western Growers Financial Services state registered | Other | May 11, 2010 | May 9, 2013 (1094 d) |
| Helen Sarah Seestadt | Cooper Mcmanus other | Western Growers Financial Services state registered | Other | Jun 24, 2008 | Sep 26, 2008 (94 d) |
| Matthew David Lewis | Sentra Securities Corporation unclassified | Western Growers Financial Services state registered | Other | Oct 29, 2002 | May 31, 2012 (3502 d) |
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3 moves match.