DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Avl/Wealthcare, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Connaughton Schmidt | Heritage Financial Group unclassified | Avl/Wealthcare, LLC independent RIA | Other | Apr 18, 2019 | Apr 18, 2019 |
| Allen Gould Regan | Buckingham Strategic Wealth, LLC other | Avl/Wealthcare, LLC other | Other | Jun 25, 2015 | Jul 1, 2015 |
| Germaine G Weldon | C.J.M. Asset Management, LLC unclassified | Avl/Wealthcare, LLC other | Other | Oct 28, 2003 | Nov 5, 2003 |
Page 1 of 1
3 moves match.