DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Carolina Capital Consulting, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Francis Granger | UBS Financial Services Inc. wirehouse | Carolina Capital Consulting, Inc. independent RIA | Wirehouse to independent RIA | Aug 13, 2020 | Sep 4, 2020 |
| Deanna Lynn Strean | Strean Financial Services, LLC unclassified | Carolina Capital Consulting, Inc. other | Other | Apr 16, 2015 | Jan 26, 2018 (1016 d) |
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2 moves match.