DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lighthouse Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian A WilliamsonAmeriprise Financial Services, LLC national BDLighthouse Wealth Management independent RIAAffiliated broker-dealer or bank to independent RIAFeb 24, 2020Feb 14, 2020
Justin ByramMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLighthouse Wealth Management independent RIAWirehouse to independent RIAMay 2, 2019Jan 12, 2021 (621 d)
Jonathan Colin Montgomery WinkertMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLighthouse Wealth Management independent RIAWirehouse to independent RIAApr 10, 2017Apr 19, 2018 (374 d)
Michael Christopher WaliSii Investments, Inc. otherLighthouse Wealth Management otherOtherOct 9, 2012Jan 20, 2009
Andrew P WilsonSii Investments, Inc. otherLighthouse Wealth Management otherOtherOct 9, 2012Aug 28, 2006
Edward KozlowskiSii Investments, Inc. otherLighthouse Wealth Management otherOtherOct 9, 2012Dec 5, 2006
Jennifer Lightcap JohnsonSii Investments, Inc. otherLighthouse Wealth Management otherOtherMar 30, 2011Aug 28, 2006
Christopher John PariosParios Associates, Inc. unclassifiedLighthouse Wealth Management otherOtherDec 31, 2003Jan 1, 2001
Andrew P WilsonFsc Securities Corporation otherLighthouse Wealth Management otherOtherMay 3, 2003Mar 24, 2000
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9 moves match.