DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Comprehensive Personal Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Eric Baysinger | Global Wealth Management LLC unclassified | Comprehensive Personal Financial Advisors other | Other | Dec 31, 2011 | Feb 5, 2014 (767 d) |
| Jill Allagood Rogers | Tarbox Family Office, Inc. other | Comprehensive Personal Financial Advisors other | Other | Oct 2, 2007 | Feb 5, 2014 (2318 d) |
| John Edwin Hamel | Cetera Investment Advisers LLC other | Comprehensive Personal Financial Advisors other | Other | Jul 5, 2007 | Dec 19, 2008 (533 d) |
| Richard James Rogers | Deloitte Investment Advisors LLC unclassified | Comprehensive Personal Financial Advisors other | Other | Mar 26, 2003 | Apr 2, 2003 |
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4 moves match.