DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Marathon Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward George Hart | Tufton Capital Management, LLC independent RIA | Marathon Capital Management independent RIA | RIA to RIA | Nov 22, 2021 | Jan 19, 2024 (788 d) |
| Linda Gibson Hickel | Baltimore Capital Management, Inc. independent RIA | Marathon Capital Management independent RIA | RIA to RIA | Dec 10, 2019 | Jan 5, 2026 (2218 d) |
| Angus Mcphee Burton | RBC Capital Markets, LLC national BD | Marathon Capital Management other | Other | Jan 26, 2006 | Dec 2, 2016 (3963 d) |
| Clifford Marshall Athey | Legg Mason Wood Walker, Incorporated unclassified | Marathon Capital Management independent RIA | Other | Jul 8, 2003 | Jan 29, 2024 (7510 d) |
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4 moves match.