DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Northeastern Financial Consultants, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Jule Anne Roginski | Ameriprise Financial Services, LLC national BD | Northeastern Financial Consultants, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 7, 2011 | Apr 16, 2012 (284 d) |
| Kristofer Thomas Harrison | Vantage Point Advisors Inc. unclassified | Northeastern Financial Consultants, Inc. state registered | Other | Feb 28, 2005 | Jul 11, 2007 (863 d) |
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2 moves match.