DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pinnacle Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Michael Bokesch | Cambridge Investment Research Advisors, Inc. BD affiliated | Pinnacle Wealth Management, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2019 | Nov 14, 2019 (36 d) |
| Erik Christopher Smith | UBS Financial Services Inc. wirehouse | Pinnacle Wealth Management, Inc. other | Other | Jul 20, 2015 | Aug 10, 2015 |
| Geoffrey Gordon Glazier | Securities America Advisors, Inc. other | Pinnacle Wealth Management, Inc. other | Other | Sep 28, 2012 | Jul 16, 2012 |
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3 moves match.