DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dwd Portfolio Solutions, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Alan Woerner | Primesolutions Advisors, LLC institutional | Dwd Portfolio Solutions, Inc. independent RIA | Other | Mar 15, 2018 | Dec 12, 2017 |
| Francis Henry Schuler | Nrp Advisors, Inc. unclassified | Dwd Portfolio Solutions, Inc. independent RIA | Other | Dec 2, 2009 | Dec 12, 2017 (2932 d) |
| Sam Cicero Dalesandro | Wharton Equity Corporation unclassified | Dwd Portfolio Solutions, Inc. independent RIA | Other | Oct 2, 2007 | Dec 12, 2017 (3724 d) |
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3 moves match.