DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Advisors Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Laura Morton | Kestra Advisory Services, LLC BD affiliated | Wealth Advisors Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 13, 2026 | Mar 23, 2026 (69 d) |
| Austin Thoms | Thrivent Advisor Network, LLC BD affiliated | Wealth Advisors Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2024 | Apr 11, 2024 (44 d) |
| Mark David Vanderhagen | LPL Financial LLC other | Wealth Advisors Group other | Other | Dec 18, 2009 | Aug 31, 1999 |
| Joseph Dewald | LPL Financial LLC other | Wealth Advisors Group other | Other | Dec 12, 2009 | Dec 11, 2000 |
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4 moves match.