DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at American Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dongjoon Lee | Schultz Financial Group Incorporated independent RIA | American Wealth Management independent RIA | RIA to RIA | Aug 14, 2018 | Apr 13, 2023 (1703 d) |
| Heidi Ann Foster | LPL Financial LLC other | American Wealth Management independent RIA | Other | May 13, 2010 | Jan 13, 2020 (3532 d) |
| Laif Erik Meidell | Associated Planners Investment Advisory Inc unclassified | American Wealth Management other | Other | Oct 13, 2009 | May 12, 2004 |
| Patricia Faye Meidell | Associated Planners Investment Advisory Inc unclassified | American Wealth Management other | Other | Oct 13, 2009 | Feb 6, 1998 |
| Patricia Faye Meidell | Associated Securities Corp. unclassified | American Wealth Management other | Other | Sep 8, 2009 | Sep 4, 2008 |
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5 moves match.