DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northeast Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Christopher Pape | Equitable Advisors, LLC national BD | Northeast Financial Group, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 9, 2018 | May 21, 2018 |
| William Joseph Fisher | Equitable Advisors, LLC national BD | Northeast Financial Group, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2010 | Aug 15, 2025 (5434 d) |
| Josh Robert Laychock | Equitable Advisors, LLC national BD | Northeast Financial Group, Inc. other | Other | Jul 23, 2009 | Nov 14, 2007 |
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3 moves match.