DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kassouf Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hampe Farmer | Raymond James & Associates, Inc. national BD | Kassouf Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 21, 2022 | Feb 22, 2023 (63 d) |
| Shannon Jon Pike | Tanglewood Legacy Advisors, LLC independent RIA | Kassouf Wealth Advisors, LLC independent RIA | RIA to RIA | Nov 3, 2022 | Nov 28, 2022 |
| Kathryn V Davis | Morgan Stanley & Co. LLC unclassified | Kassouf Wealth Advisors, LLC other | Other | Jul 7, 2008 | Aug 21, 2008 (45 d) |
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3 moves match.