DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sebold Capital Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas William Niemi | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Sebold Capital Management, Inc independent RIA | Wirehouse to independent RIA | Feb 7, 2023 | Nov 2, 2025 (999 d) |
| Curtis Louis Stowers | F5 Financial Planning, LLC unclassified | Sebold Capital Management, Inc other | Other | Dec 31, 2012 | Feb 22, 2013 (53 d) |
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2 moves match.