DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nelson Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Blaine Carroll Townsend | Trillium Asset Management other | Nelson Capital Management other | Other | May 13, 2015 | Nov 3, 2009 |
| Lena M Mcquillen | Charles Schwab & Co., Inc. national BD | Nelson Capital Management other | Other | Nov 27, 2007 | Dec 11, 2007 |
| Francois Marcoux | Destination Wealth Management other | Nelson Capital Management other | Other | Nov 29, 2006 | Sep 4, 2007 (279 d) |
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3 moves match.