DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at St. James Investment Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Michael WildernNorthcoast Asset Management LLC otherSt. James Investment Company, LLC otherOtherMay 10, 2017Jul 21, 2017 (72 d)
Craig Lawrence CaudleLiberty Funds Group unclassifiedSt. James Investment Company, LLC otherOtherNov 12, 2015Aug 26, 2009
Amy Alice BursonLiberty Funds Group unclassifiedSt. James Investment Company, LLC otherOtherNov 12, 2015Jul 13, 2010
William Raney SachsNatural Resources Capital, LLC unclassifiedSt. James Investment Company, LLC otherOtherDec 2, 2009Aug 25, 2009
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4 moves match.