DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rice Hall James & Associates LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthon Horton Shaw | LPL Financial LLC other | Rice Hall James & Associates LLC other | Other | Aug 4, 2010 | Oct 21, 2010 (78 d) |
| Louis Millett Holtz | Engemann Asset Management unclassified | Rice Hall James & Associates LLC other | Other | Oct 2, 2008 | May 18, 2011 (958 d) |
| Gary Schuler Rice | Rice Hall James & Associates unclassified | Rice Hall James & Associates LLC other | Other | Mar 27, 2003 | Mar 15, 2010 (2545 d) |
| Timothy Alan Todaro | Rice Hall James & Associates unclassified | Rice Hall James & Associates LLC other | Other | Mar 27, 2003 | Mar 28, 2003 |
| Thuong-Thao Nguyen Buu-Hoan | Rice Hall James & Associates unclassified | Rice Hall James & Associates LLC other | Other | Mar 27, 2003 | Mar 28, 2003 |
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5 moves match.