DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nova Wealth Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cecil Pope StatonSmith & Howard Wealth Management, LLC independent RIANova Wealth Management Group, LLC independent RIARIA to RIAJul 20, 2018Aug 17, 2018
Kyle KvalheimKv Financial Planning unclassifiedNova Wealth Management Group, LLC otherOtherNov 1, 2017Sep 7, 2017
James K UnderwoodHomrich Berg otherNova Wealth Management Group, LLC otherOtherFeb 24, 2015Apr 26, 2015 (61 d)
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3 moves match.