DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Van Leeuwen & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Paul Mattonelli | Osaic Fa, Inc. BD affiliated | Van Leeuwen & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Aug 23, 2019 (80 d) |
| Jason Field | Ameriprise Financial Services, LLC national BD | Van Leeuwen & Company, LLC other | Other | Oct 31, 2016 | Dec 1, 2016 (31 d) |
| Donald Michael George | LPL Financial LLC other | Van Leeuwen & Company, LLC other | Other | Sep 2, 2015 | Dec 23, 2009 |
| Charles J Maratta | LPL Financial LLC other | Van Leeuwen & Company, LLC other | Other | Mar 10, 2014 | Feb 5, 2013 |
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4 moves match.