DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthcare Alliance, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Keith Gunn | Osaic Wealth, Inc. BD affiliated | Wealthcare Alliance, Inc. other | Other | Aug 8, 2024 | Aug 14, 2008 |
| Donald James Kennedy | Osaic Wealth, Inc. BD affiliated | Wealthcare Alliance, Inc. other | Other | Dec 31, 2023 | Jan 29, 2010 |
| David Samuel Lopez | Challenger Wealth Management independent RIA | Wealthcare Alliance, Inc. other | Other | Jan 15, 2010 | Jan 28, 2010 |
| Ryan Keith Gunn | LPL Financial LLC other | Wealthcare Alliance, Inc. other | Other | Oct 7, 2008 | Sep 20, 2010 (713 d) |
| James Leroy Losey | Wealth Care Planning unclassified | Wealthcare Alliance, Inc. other | Other | Jan 15, 2004 | Sep 17, 2003 |
| Salvatore Phillip Viso | Wealth Care Planning unclassified | Wealthcare Alliance, Inc. other | Other | Jan 15, 2004 | Sep 17, 2003 |
| Kenneth Alan Bock | Wealth Care Planning unclassified | Wealthcare Alliance, Inc. other | Other | Jan 15, 2004 | Sep 17, 2003 |
| Donald James Kennedy | Wealth Care Planning unclassified | Wealthcare Alliance, Inc. other | Other | Jan 15, 2004 | Sep 17, 2003 |
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8 moves match.