DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Compass Planning Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dawn Torres-Gale | Creative Money LLC state registered | Compass Planning Associates, Inc. independent RIA | Other | Jun 16, 2022 | Oct 25, 2022 (131 d) |
| Sarah M Stamp | Diversified Asset Management, Inc. other | Compass Planning Associates, Inc. independent RIA | Other | May 29, 2014 | Feb 9, 2018 (1352 d) |
| Lauren Gadkowski Lindsay | Beacon Financial Planning, Inc. independent RIA | Compass Planning Associates, Inc. independent RIA | RIA to RIA | Jun 14, 2005 | Jan 14, 2005 |
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3 moves match.