DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Traditions Wealth Advisors, LLC.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Darlene Buenger | Fairbanks Financial Wealth Management state registered | Traditions Wealth Advisors, LLC. state registered | Other | Sep 22, 2018 | Oct 19, 2018 |
| Noel Cameron Woolverton | Carter Advisory Services, Inc state registered | Traditions Wealth Advisors, LLC. state registered | Other | Mar 12, 2010 | May 14, 2014 (1524 d) |
| Brien Louis Smith | Carter Advisory Services, Inc state registered | Traditions Wealth Advisors, LLC. state registered | Other | Jul 26, 2004 | May 25, 2004 |
Page 1 of 1
3 moves match.