DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capstone Wealth
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Macfarland Webber | Pruco Securities, LLC other | Capstone Wealth other | Other | Dec 6, 2016 | Jan 5, 2017 |
| Tracy Weidler Hawbaker | UBS Financial Services Inc. wirehouse | Capstone Wealth other | Other | Dec 18, 2006 | Feb 5, 2007 (49 d) |
| Nicholas Richard Cladis | UBS Financial Services Inc. wirehouse | Capstone Wealth other | Other | Nov 8, 2006 | Feb 6, 2007 (90 d) |
| Mark David Thomas | The Concord Equity Group, LLC unclassified | Capstone Wealth other | Other | Mar 30, 2004 | Mar 15, 2004 |
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4 moves match.