DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at California Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexis Cole | LPL Financial LLC other | California Capital Management independent RIA | Other | Nov 12, 2014 | Jan 21, 2025 (3723 d) |
| Emily Elizabeth Logan | LPL Financial LLC other | California Capital Management other | Other | Nov 12, 2014 | Oct 28, 2014 |
| Bradley Jay Salo | LPL Financial LLC other | California Capital Management other | Other | Mar 27, 2013 | Jun 8, 2004 |
| Gregory John Zedlar | LPL Financial LLC other | California Capital Management other | Other | Mar 27, 2013 | Jun 8, 2004 |
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4 moves match.