DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Salem Partners Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik D Ridgley | Citigroup Global Markets Inc. BD affiliated | Salem Partners Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2018 | Mar 22, 2018 |
| William Benson Witte | Moseman & Associates unclassified | Salem Partners Wealth Management, LLC other | Other | Jan 22, 2014 | Jan 30, 2014 |
| Roy Corr | Guggenheim Partners Investment Management, LLC other | Salem Partners Wealth Management, LLC other | Other | Aug 24, 2010 | Jun 25, 2015 (1766 d) |
| David Alan Dodson | Essential Advisers, Inc. unclassified | Salem Partners Wealth Management, LLC other | Other | Dec 4, 2006 | Apr 20, 2010 (1233 d) |
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4 moves match.